The California Department of Financial Protection & Innovation has recently unveiled its 2023 Annual Report to the Legislature in connection with its broker-dealer and investment adviser programs. This report title may seem a tad misleading since most of the data presented in the report are for the 2021-2022 fiscal period with the State’s fiscal year end on June 30.
The above summary is based on the limited information available from the source. To access the full report, legal professionals seeking more comprehensive insights are encouraged to visit the original post directly.