Alexander Cohen has joined Cozen O’Connor’s securities litigation and SEC enforcement practice as a member in New York, the firm announced earlier this week. Bringing a wealth of experience from his previous tenure at Sidley Austin, Cohen has represented top financial institutions, broker-dealers, and public companies in various Justice Department, FINRA, and SEC-related regulatory matters. His notable cases include a FINRA sweep investigation involving a national broker-dealer’s mutual fund platform and an SEC sweep investigation concerning off-channel business communications at a dually registered broker-dealer and investment adviser.
This move is significant for Cozen, spotlighting its continued expansion in the competitive New York legal market. For more details, visit the full report.