SEC Division of Examinations Unveils 2024 Priority List: Impact on Investment Advisers and Compliance
The Securities and Exchange Commission’s (SEC) Division of Examinations has announced its examination priorities for the fiscal year 2024, as reported by JD Supra. While providing few details, the announcement implies that these strategic plans greatly impact SEC-registered investment advisers, including those who provide guidance to private funds. The Division’s priority list functions as roadmap…